Rise in complaints against financial services firms as redress surges 20%

The number of complaints received by financial services firms increased by 3.6% year-on-year in the first half of 2025, ...

Hong Kong regulator fines UBS $8m for professional investor misclassification

Hong Kong’s Securities and Futures Commission (SFC) has fined UBS AG $8m for misclassifying professional investors (PIs) for over 12 years due to inadequate internal systems.

Former Statewide Super executives acquitted on dishonesty charges

Two former executives of Statewide Super who were terminated by the fund and charged with dishonesty offences have been ...

Cary Street Partners adds veteran adviser to New Jersey office

Us wealth manager Cary Street Partners has added veteran adviser Michael Saul to its Morristown, New Jersey office. Saul joins as a financial adviser and managing director, bringing with him more than ...

CWM pension scammer loses appeal against fraud conviction

Scammer Jody Smart has reportedly lost her appeal against a fraud conviction for her involvement in the €35m Continental Wealth Management (CWM) pension scandal. Smart, an ex-fashion model, was ...

Q&A CGW’s Founder Peter Doyle meets IA Publisher Gary Robinson

In this revealing Q&A session, CGW’s Founder and Strategic Director Peter Doyle (PD) speaks with IA Publisher Gary Robinson (GR) to discuss the alternative, sophisticated investment market — and why ...