Nasdaq has unveiled the sixth annual Global Compliance Survey, finding that global factors, such as the coronavirus pandemic, were the primary driver of compliance process changes. “In our latest ...

An effective compliance audit process ensures your company is following regulations and avoiding sanctions. This is especially important in public companies, as these entities are subject to federal ...

Starting a new job as a compliance leader can be daunting. Here's what you need to know. Becoming a compliance officer may be a lifelong dream or a goal that evolves over time. Depending on your ...

Developers and those responsible for information security inside the enterprise have different goals and motivations — and inevitably, those contrasting things clash. Developers bear the pressure of ...

Compliance testing allows businesses to test and objectively assess their products and services to ensure they meet acceptable standards. It plays a key role in identifying vulnerabilities and defects ...

As cybersecurity threats continue to evolve and target sensitive government information, the protection of controlled unclassified information, or CUI, has become a top priority for the Department of ...

The compliance process at pharmaceutical manufacturers is complicated because many still use paper-based systems to record manufacturing steps. These paper records are reviewed by FDA auditors to ...

The Bourse de Montréal (MX) has adopted a new process for addressing compliance failings, and scrapped its mechanism for imposing fines for minor violations of the exchange’s rules. The rule changes ...

The purpose of the Sarbanes Oxley Act is to prevent fraudulent accounting practices in publicly held corporations. Congress passed SOX in 2002 after a series of accounting scandals duped stockholders ...