Gathering client data upfront is a critical, but often unnecessarily difficult, first step of any financial advisor-client relationship. Too often, wealth management firms still rely on spreadsheets, ...

With all of the conversations surrounding hyper-personalization, I have yet to find a practical guide that I believe can help companies jump-start the journey to individually unique client experiences ...

Q: Our agency specializes in high-end cruises and resorts. We maintain a database of past clients with all their contact information and preferences. A data broker has approached us and has offered to ...

Client management platforms have become an essential part of an RIA’s tech stack as these tools make it easier to access and update customer information. The Financial Industry Regulatory Authority ...

With the anonymous and remote nature of the crime, cyberattacks are an increasing problem for financial advisors. In 2021, there were more than 300 million victims of cyberattacks, according to ...

ServiceNow is warning about a security incident after attackers exploited an unauthenticated access flaw through a vulnerable ...

The SaaS industry is drowning in metrics. We track everything from daily active users to feature engagement, but too many ...

Cloud software giant ServiceNow has notified some customers that a software flaw exposed portions of their data to the internet, raising fresh concerns about cybersecurity risks facing major ...

The ASIC chair said that it is focusing on three registered company auditors.